Compliance Lead, Monitoring and Testing

May 9

OKX

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Discover the future of investing, built on top of the world’s most trusted crypto trading app, and web3 platform.

Exchange • Blockchain • Futures • API • Technology

1001 - 5000

Description

• This role will oversee the development of the Compliance Monitoring and Testing Program, partnering closely with other Compliance Leaders, Legal, Product, Engineering, and Risk • This role will develop and maintain a comprehensive testing plan leading to the early identification and sustainable mitigation of operational, regulatory, and reputational risk • Own, design, and manage the Compliance Monitoring and Testing Program, including but not limited to strategy, roadmap, and controls to address regulatory requirements • Lead, train, and mentor a team responsible for conducting comprehensive reviews globally • Establish a process to centrally track and validate the implementation of remediation plans submitted by issue owners verifying issues identified during testing have been remediated • Communicate our compliance framework and CMT Program requirements to all relevant stakeholders (internal and external) • Engage cross-functionally (with groups such as Engineering, Legal, Product, and Risk) to establish global processes, standards, documentation, and test plans • Assist with special projects as needed, with the ability to work in a fast-paced, ever-changing environment

Requirements

• 4+ years of experience in compliance within financial services, FinTech or cryptocurrency industries • Experience in compliance monitoring and testing roles, preferably overseeing CMT programs, testing plans, and activities across a global footprint • Knowledge and understanding of financial services regulations, compliance, policies, process, and procedures • Proven leadership and project management skills to drive alignment across stakeholder groups to develop and deliver repeatable end-to-end monitoring and testing processes and controls • Comprehensive understanding of operational risk management • Excellent communication and presentation skills and ability to interact and lead discussions comfortably with senior levels of management and regulators • Ability to manage initiatives involving process improvements and to lead projects with high risk and complexity • Proven ability to work within and meet deadlines in a fast-paced environment • Self-motivated, critical thinker and adept at working independently and in a dispersed team environment covering multiple and varied tasks • Intuitive, highly ethical and comfortable to question and challenge • Bachelor's degree or equivalent practical experience

Benefits

• Competitive total compensation package • L&D programs and Education subsidy for employees' growth and development • Various team building programs and company events • Wellness and meal allowances • Comprehensive healthcare schemes for employees and dependents